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Regulatory Release

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NASD Rule 2320(a) Governing Best Execution

Details

Rule Type

Notice

Release Number

34-51229

SEC Issue Date

Feb. 18, 2005 | 2:17 pm ET

Federal Register Publish Date

Feb. 25, 2005 | 12:23 am ET

Document Citation

70 FR 9416

Resources

Rel. No. 34-51229

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 29, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NASD Rule 2320(a) Governing Best Execution

Details

Resources

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Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto To Amend NASD Rule 2320(a) Governing Best Execution

Details

Resources