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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. To Provide Guidance Regarding Members' Regulatory Transaction Fees

Details

Rule Type

Notice

Release Number

34-51187

SEC Issue Date

Feb. 10, 2005 | 2:17 pm ET

Federal Register Publish Date

Feb. 22, 2005 | 12:23 am ET

Document Citation

70 FR 8649

Resources

34-51187

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. To Provide Guidance Regarding Members' Regulatory Transaction Fees

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. To Provide Guidance Regarding Members' Regulatory Transaction Fees

Details

Resources