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Regulatory Release

Notice of Filing of Proposed Rule Change To Allow NASD To Review on a Pilot Basis Denial of Access Complaints Related to the Alternative Display Facility

Details

Rule Type

Notice

Release Number

34-51092

SEC Issue Date

Jan. 28, 2005 | 2:17 pm ET

Federal Register Publish Date

Feb. 4, 2005 | 12:23 am ET

Document Citation

70 FR 6061

Resources

Rel. No. 34-51092

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Allow NASD To Review on a Pilot Basis Denial of Access Complaints Related to the Alternative Display Facility

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change To Allow NASD To Review on a Pilot Basis Denial of Access Complaints Related to the Alternative Display Facility

Details

Resources