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Regulatory Release

Notice of a Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Changes to Rule 3360 in Light of the SEC Regulation SHO

Details

Rule Type

Notice

Release Number

34-51025

SEC Issue Date

Jan. 11, 2005 | 2:17 pm ET

Federal Register Publish Date

Jan. 19, 2005 | 12:23 am ET

Document Citation

70 FR 3081

Resources

34-51025

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of a Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Changes to Rule 3360 in Light of the SEC Regulation SHO

Details

Resources

More in this Section

Notice of a Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Changes to Rule 3360 in Light of the SEC Regulation SHO

Details

Resources