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Regulatory Release

Order Approving Proposed Rule Change by NASD, Inc., Relating to Investment Company Portfolio Transactions

Details

Rule Type

Order

Release Number

34-50883

SEC Issue Date

Dec. 20, 2004 | 2:17 pm ET

Federal Register Publish Date

Dec. 27, 2004 | 12:23 am ET

Document Citation

69 FR 77286

Resources

Rel. No. 34-50883

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 29, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change by NASD, Inc., Relating to Investment Company Portfolio Transactions

Details

Resources

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Order Approving Proposed Rule Change by NASD, Inc., Relating to Investment Company Portfolio Transactions

Details

Resources