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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment 1 Thereto by the National Association of Securities Dealers, Inc. Relating to an Interpretation of Rule 3350

Details

Rule Type

Notice

Release Number

34-50862

SEC Issue Date

Dec. 15, 2004 | 2:17 pm ET

Federal Register Publish Date

Dec. 21, 2004 | 12:23 am ET

Document Citation

69 FR 76511

Resources

34-50862

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment 1 Thereto by the National Association of Securities Dealers, Inc. Relating to an Interpretation of Rule 3350

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment 1 Thereto by the National Association of Securities Dealers, Inc. Relating to an Interpretation of Rule 3350

Details

Resources