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Regulatory Release

Notice of Filing of Proposed Rule Change To Provide Interpretive Guidance to Members Regarding the Criteria Used To Place Members on Surveillance Status

Details

Rule Type

Notice

Release Number

34-50671

SEC Issue Date

Nov. 16, 2004 | 1:48 pm ET

Federal Register Publish Date

Nov. 23, 2004 | 11:31 pm ET

Document Citation

69 FR 68200

Resources

Rel. No. 34-50671

Federal Register Version

SRO Organization

Fixed Income Clearing Corporation (FICC)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Provide Interpretive Guidance to Members Regarding the Criteria Used To Place Members on Surveillance Status

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change To Provide Interpretive Guidance to Members Regarding the Criteria Used To Place Members on Surveillance Status

Details

Resources