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Regulatory Release

Notice of Filing of Proposed Rule Change To Institute Fines for Late Payment of Cash Obligations and Margin and To Institute Informal Hearing Procedures for Fine Disputes

Details

Rule Type

Notice

Release Number

34-50642

SEC Issue Date

Nov. 5, 2004 | 1:48 pm ET

Federal Register Publish Date

Nov. 15, 2004 | 11:31 pm ET

Document Citation

69 FR 65662

Resources

Rel. No. 34-50642

Federal Register Version

SRO Organization

Fixed Income Clearing Corporation (FICC)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Institute Fines for Late Payment of Cash Obligations and Margin and To Institute Informal Hearing Procedures for Fine Disputes

Details

Resources

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Notice of Filing of Proposed Rule Change To Institute Fines for Late Payment of Cash Obligations and Margin and To Institute Informal Hearing Procedures for Fine Disputes

Details

Resources