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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Making Technical Modifications to the NASD Trade Reporting Rules

Details

Rule Type

Notice

Release Number

34-50621

SEC Issue Date

Nov. 2, 2004 | 2:17 pm ET

Federal Register Publish Date

Nov. 9, 2004 | 12:23 am ET

Document Citation

69 FR 65003

Resources

34-50621

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Making Technical Modifications to the NASD Trade Reporting Rules

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. Making Technical Modifications to the NASD Trade Reporting Rules

Details

Resources