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Regulatory Release

Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Investment Company Portfolio Transactions

Details

Rule Type

Notice

Release Number

34-50611

SEC Issue Date

Oct. 29, 2004 | 3:17 pm ET

Federal Register Publish Date

Nov. 5, 2004 | 12:23 am ET

Document Citation

69 FR 64609

Resources

Rel. No. 34-50611

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 29, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Investment Company Portfolio Transactions

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Investment Company Portfolio Transactions

Details

Resources