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Regulatory Release

Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to a Conditional Exemption From Stock Option Position Limits for OTC Derivatives Dealers

Details

Rule Type

Notice

Release Number

34-50539

SEC Issue Date

Oct. 14, 2004 | 3:17 pm ET

Federal Register Publish Date

Oct. 21, 2004 | 12:23 am ET

Document Citation

69 FR 61884

Resources

Rel. No. 34-50539

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to a Conditional Exemption From Stock Option Position Limits for OTC Derivatives Dealers

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to a Conditional Exemption From Stock Option Position Limits for OTC Derivatives Dealers

Details

Resources