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Regulatory Release

Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 by National Association of Securities Dealers, Inc. Relating to Supervisory Control and Inspection Procedures

Details

Rule Type

Notice

Release Number

34-50477

SEC Issue Date

Sept. 30, 2004 | 3:17 pm ET

Federal Register Publish Date

Oct. 6, 2004 | 12:23 am ET

Document Citation

69 FR 59972

Resources

34-50477

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 by National Association of Securities Dealers, Inc. Relating to Supervisory Control and Inspection Procedures

Details

Resources

More in this Section

Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Change and Amendment No. 1 by National Association of Securities Dealers, Inc. Relating to Supervisory Control and Inspection Procedures

Details

Resources