Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Notice Rule

Notice to Members 04-50 (Treatment of Commodity Pool Trail Commissions Under Rule 2810)

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

View Received Comments

Last Reviewed or Updated: Dec. 29, 2025

Resources

Notice Rule: SEC Issued Version (pdf 194.3 KB)

Notice Rule: Federal Register Version

Details

Public Comments Due

Oct. 7, 2004

File Number

SR-NASD-2004-136

Rule Type

Notice

Release Number

34-50335

SEC Issue Date

Sept. 9, 2004

Federal Register Publish Date

Sept. 16, 2004

Document Citation

69 FR 55855

Rules & Regulations

Enforcement & Litigation

Compliance

Notice to Members 04-50 (Treatment of Commodity Pool Trail Commissions Under Rule 2810)

Public Comments

Resources

Details

More in this Section

Notice to Members 04-50 (Treatment of Commodity Pool Trail Commissions Under Rule 2810)

Public Comments

Resources

Details