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Regulatory Release

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Disclosure of Fees and Expenses in Mutual Fund Performance Sales Material

Details

Rule Type

Notice

Release Number

34-50226

SEC Issue Date

Aug. 20, 2004 | 3:17 pm ET

Federal Register Publish Date

Aug. 27, 2004 | 12:23 am ET

Document Citation

69 FR 52738

Resources

Rel. No. 34-50226

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 29, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Disclosure of Fees and Expenses in Mutual Fund Performance Sales Material

Details

Resources

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Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Disclosure of Fees and Expenses in Mutual Fund Performance Sales Material

Details

Resources