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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Delete IM-2210-4(b) and Rule Series 3400 as Obsolete

Details

Rule Type

Notice

Release Number

34-50192

SEC Issue Date

Aug. 13, 2004 | 3:17 pm ET

Federal Register Publish Date

Aug. 19, 2004 | 12:23 am ET

Document Citation

69 FR 51500

Resources

34-50192

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Delete IM-2210-4(b) and Rule Series 3400 as Obsolete

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Delete IM-2210-4(b) and Rule Series 3400 as Obsolete

Details

Resources