Order Rule

Notice of Filing of a Proposed Rule Change by the National Association of Securities Dealers, Inc. To Increase the Initial Inclusion Requirements for Certain Foreign Securities Seeking To List on the Nasdaq SmallCap Market

Registered Securities Associations, National Association of Securities Dealers (NASD)

Title

Release Number

34-50183

SEC Issue Date

Aug. 11, 2004

Federal Register Publish Date

Aug. 18, 2004

Document Citation

69 FR 51341

Resources

Notice Rule: SEC Issued Version (pdf 113.62 KB)

Notice Rule: Federal Register Version

Rel. No. 34-50458

Last Reviewed or Updated: Aug. 11, 2004

Resources

Order Rule: SEC Issued Version (pdf 56.73 KB)

Order Rule: Federal Register Version

Rel. No. 34-50183

Details

Public Comments Due

Sept. 8, 2004

File Number

SR-NASD-2004-109

Rule Type

Order

Release Number

34-50458

SEC Issue Date

Sept. 28, 2004

Federal Register Publish Date

Oct. 4, 2004

Document Citation

69 FR 59286

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change by the National Association of Securities Dealers, Inc. To Increase the Initial Inclusion Requirements for Certain Foreign Securities Seeking To List on the Nasdaq SmallCap Market

Resources

Resources

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Notice of Filing of a Proposed Rule Change by the National Association of Securities Dealers, Inc. To Increase the Initial Inclusion Requirements for Certain Foreign Securities Seeking To List on the Nasdaq SmallCap Market

Notice Rule (34-50183)

Resources

Resources

Details