Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. Adopting a Fingerprinting Program for NASD Employees and Independent Contractors in the State of New York, and, as Dictated by Business Need, in Other Jurisdictions

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Aug. 5, 2004

Resources

Public Comments Due

Sept. 2, 2004

File Number

SR-NASD-2004-095

Rule Type

Notice

Release Number

34-50157

SEC Issue Date

Aug. 5, 2004

Federal Register Publish Date

Aug. 12, 2004

Document Citation

69 FR 49924