Regulatory Release

Alternative Net Capital Requirements for Broker-Dealers That Are Part of Consolidated Supervised Entities

Details

Rule Type
Final
Release Number
34-49830
SEC Issue Date
Effective Date

August 20, 2004.

Federal Register Publish Date
Document Citation

69 FR 34427

RIN
3235-AI96

Resources

Federal Register Version

Last Reviewed or Updated: May 25, 2023