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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Redesignate Rules 4200A and 4350A

Details

Rule Type

Notice

Release Number

34-49732

SEC Issue Date

May 19, 2004 | 3:16 pm ET

Federal Register Publish Date

May 25, 2004 | 12:23 am ET

Document Citation

69 FR 29774

Resources

34-49732

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Redesignate Rules 4200A and 4350A

Details

Resources

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Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Redesignate Rules 4200A and 4350A

Details

Resources