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Regulatory Release

Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend the Order Audit Trail System Rules Relating to Execution Reports

Details

Rule Type

Order

Release Number

34-49628

SEC Issue Date

April 29, 2004 | 3:16 pm ET

Federal Register Publish Date

May 7, 2004 | 12:23 am ET

Document Citation

69 FR 25651

Resources

Rel. No. 34-49628

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Aug. 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend the Order Audit Trail System Rules Relating to Execution Reports

Details

Resources

More in this Section

Order Approving Proposed Rule Change and Amendment No. 1 Thereto to Amend the Order Audit Trail System Rules Relating to Execution Reports

Details

Resources