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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the National Association of Securities Dealers, Inc. Regarding an Interpretation to Its Trade Through Rule for Exchange-Listed Securities

Details

Rule Type

Notice

Release Number

34-49556

SEC Issue Date

April 12, 2004 | 3:16 pm ET

Federal Register Publish Date

April 20, 2004 | 12:23 am ET

Document Citation

69 FR 21172

Resources

34-49556

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the National Association of Securities Dealers, Inc. Regarding an Interpretation to Its Trade Through Rule for Exchange-Listed Securities

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the National Association of Securities Dealers, Inc. Regarding an Interpretation to Its Trade Through Rule for Exchange-Listed Securities

Details

Resources