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Regulatory Release

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by National Association of Securities Dealers, Inc. To Amend Order Audit Trail System Rules Relating to Execution Reports

Details

Rule Type

Notice

Release Number

34-49439

SEC Issue Date

March 17, 2004 | 2:16 pm ET

Federal Register Publish Date

March 24, 2004 | 12:23 am ET

Document Citation

69 FR 13927

Resources

Rel. No. 34-49439

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by National Association of Securities Dealers, Inc. To Amend Order Audit Trail System Rules Relating to Execution Reports

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by National Association of Securities Dealers, Inc. To Amend Order Audit Trail System Rules Relating to Execution Reports

Details

Resources