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Regulatory Release

Notice of Filing of Proposed Rule Change To Eliminate the Higher Capital Requirements Imposed on Members for Processing Investment Fund Transactions Through NSCC's Mutual Fund Services

Details

Rule Type

Notice

Release Number

34-49422

SEC Issue Date

March 16, 2004 | 2:01 pm ET

Federal Register Publish Date

March 22, 2004 | 11:54 pm ET

Document Citation

69 FR 13344

Resources

Rel. No. 34-49422

Federal Register Version

SRO Organization

National Securities Clearing Corporation

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change To Eliminate the Higher Capital Requirements Imposed on Members for Processing Investment Fund Transactions Through NSCC's Mutual Fund Services

Details

Resources

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Notice of Filing of Proposed Rule Change To Eliminate the Higher Capital Requirements Imposed on Members for Processing Investment Fund Transactions Through NSCC's Mutual Fund Services

Details

Resources