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Order Rule

Order Granting Approval of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Amend Rule 6260 Regarding New Issue Notification Procedures for TRACE-Eligible Securities

Registered Securities Associations, National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Aug. 8, 2003

Resources

Order Rule: SEC Issued Version (pdf 83.36 KB)

Order Rule: Federal Register Version

Details

File Number

SR-NASD-2003-99

Rule Type

Order

Release Number

34-48305

SEC Issue Date

Aug. 8, 2003

Federal Register Publish Date

Aug. 14, 2003

Document Citation

68 FR 48656

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Approval of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Amend Rule 6260 Regarding New Issue Notification Procedures for TRACE-Eligible Securities

Resources

Details

More in this Section

Order Granting Approval of Proposed Rule Change by the National Association of Securities Dealers, Inc. To Amend Rule 6260 Regarding New Issue Notification Procedures for TRACE-Eligible Securities

Resources

Details