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Regulatory Release

Notice of Filing of Amendment Nos. 1 and 2 to Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Supervisory Control Amendments

Details

Rule Type

Notice

Release Number

34-48298

SEC Issue Date

Aug. 7, 2003 | 3:16 pm ET

Federal Register Publish Date

Aug. 13, 2003 | 12:23 am ET

Document Citation

68 FR 48421

Resources

34-48298

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Amendment Nos. 1 and 2 to Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Supervisory Control Amendments

Details

Resources

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Notice of Filing of Amendment Nos. 1 and 2 to Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Supervisory Control Amendments

Details

Resources