Regulatory Release

Customer Identification Programs for Broker-Dealers

Details

Rule Type
Final
Release Number
34-47752
SEC Issue Date
Effective Date

June 9, 2003

Compliance Date

October 1, 2003.

Federal Register Publish Date
Document Citation

68 FR 25113

RIN
1506-AA32

Resources

Federal Register Version

Last Reviewed or Updated: May 25, 2023