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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Modify the Transaction Credit Program for Exchange-Listed Securities

Registered Securities Associations, National Association of Securities Dealers (NASD)

Public Comments

View Received Comments

Last Reviewed or Updated: Dec. 30, 2025

Resources

Notice Rule: SEC Issued Version (pdf 39.82 KB)

Notice Rule: Federal Register Version

Details

File Number

SR-NASD-2003-63

Rule Type

Notice

Release Number

34-47635

SEC Issue Date

April 4, 2003

Federal Register Publish Date

April 15, 2003

Document Citation

68 FR 18315

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Modify the Transaction Credit Program for Exchange-Listed Securities

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. To Modify the Transaction Credit Program for Exchange-Listed Securities

Public Comments

Resources

Details