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Regulatory Release

Definition of Terms in and Specific Exemptions for Banks, Savings Associations, and Savings Banks Under Sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934

Details

Rule Type

Final

Release Number

34-47364

SEC Issue Date

Feb. 14, 2003 | 1:21 pm ET

Effective Date

March 26, 2003

Compliance Date

September 30, 2003

Federal Register Publish Date

Feb. 24, 2003 | 6:11 pm ET

Document Citation

68 FR 8685

RIN

3235-AI19

Resources

Federal Register Version

Last Reviewed or Updated: May 25, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Definition of Terms in and Specific Exemptions for Banks, Savings Associations, and Savings Banks Under Sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934

Details

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Definition of Terms in and Specific Exemptions for Banks, Savings Associations, and Savings Banks Under Sections 3(a)(4) and 3(a)(5) of the Securities Exchange Act of 1934

Details

Resources