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Regulatory Release

Assessments on Security Futures Transactions and Fees on Sales of Securities Resulting from Physical Settlement of Security Futures Pursuant to Section 31 of the Exchange Act

Details

Rule Type

Final

Release Number

34-46169

SEC Issue Date

July 8, 2002 | 1:21 pm ET

Effective Date

August 12, 2002

Federal Register Publish Date

July 12, 2002 | 6:11 pm ET

Document Citation

67 FR 46104

RIN

3235-AI49

Resources

Federal Register Version

Last Reviewed or Updated: May 25, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Assessments on Security Futures Transactions and Fees on Sales of Securities Resulting from Physical Settlement of Security Futures Pursuant to Section 31 of the Exchange Act

Details

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Assessments on Security Futures Transactions and Fees on Sales of Securities Resulting from Physical Settlement of Security Futures Pursuant to Section 31 of the Exchange Act

Details

Resources