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Regulatory Release

Futures Commission Merchants and Introducing Brokers (Order Granting Temporary Exemption from the Registration Requirements of Section 15(a) of the Securities Exchange Act of 1934)

Details

Rule Type

Order Regarding Exemption

Release Number

34-44731

SEC Issue Date

Aug. 21, 2001 | 3:41 pm ET

Resources

Last Reviewed or Updated: May 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Futures Commission Merchants and Introducing Brokers (Order Granting Temporary Exemption from the Registration Requirements of Section 15(a) of the Securities Exchange Act of 1934)

Details

Resources

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Futures Commission Merchants and Introducing Brokers (Order Granting Temporary Exemption from the Registration Requirements of Section 15(a) of the Securities Exchange Act of 1934)

Details

Resources