Regulatory Release

Electronic Submission of Securities Transaction Information by Exchange Members, Brokers, and Dealers

Details

Rule Type
Release Number
34-44494
SEC Issue Date
Effective Date

Becomes effective 30 days after publication in the Federal Register , except §240.17a-25(b), which shall become effective 180 days after publication in the Federal Register

Federal Register Publish Date
Document Citation

66 FR 35835

RIN
3235-AH69

Last Reviewed or Updated: May 25, 2023