Skip to search field Skip to main content

Official websites use .gov
A .gov website belongs to an official government organization in the United States.

Secure .gov websites use HTTPS
A lock () or https:// means you’ve safely connected to the .gov website. Share sensitive information only on official, secure websites.

Regulatory Release

Registration of Broker-Dealers Pursuant to Section 15(b)(11) of the Securities Exchange Act of 1934

Details

Rule Type

Proposed

Release Number

34-44455

SEC Issue Date

June 20, 2001 | 1:23 pm ET

Federal Register Publish Date

June 26, 2001 | 6:13 pm ET

Document Citation

66 FR 34041

RIN

3235-AI21

Resources

Rel. No. 34-44455

Federal Register Version

Last Reviewed or Updated: May 25, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Registration of Broker-Dealers Pursuant to Section 15(b)(11) of the Securities Exchange Act of 1934

Details

Resources

More in this Section

Registration of Broker-Dealers Pursuant to Section 15(b)(11) of the Securities Exchange Act of 1934

Details

Resources