Details
Rule Type
Release Number
34-44060
SEC Issue Date
Effective Date
The effective date of Rule 11Ac1-5 published on December 1, 2000 (65FR 75414) remains January 30, 2001.
Compliance Date
The initial compliance date for the first phase-in of securities subject to Rule 11Ac1-5 is extended from Apr. 2, 2001, to May 1, 2001. While this order alters the initial compliance date for Rule 11Ac1-5, the subsequent phase-in dates of Rule 11Ac1-5 and the compliance date of Rule 11Ac1-6 are unchanged.
Federal Register Publish Date
Document Citation
66 FR 15028
RIN
3235-AH95
Last Reviewed or Updated: May 25, 2023