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Regulatory Release

Order Granting Approval to Proposed Rule Change by the National Association of Securities Dealers, Inc. Creating a Discovery Guide for Use in NASD Arbitrations

Details

Rule Type

Order

Release Number

34-41833

SEC Issue Date

Sept. 2, 1999 | 3:16 pm ET

Federal Register Publish Date

Sept. 10, 1999 | 12:22 am ET

Document Citation

64 FR 49256

Resources

Rel. No. 34-41833

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 19, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Order Granting Approval to Proposed Rule Change by the National Association of Securities Dealers, Inc. Creating a Discovery Guide for Use in NASD Arbitrations

Details

Resources

More in this Section

Order Granting Approval to Proposed Rule Change by the National Association of Securities Dealers, Inc. Creating a Discovery Guide for Use in NASD Arbitrations

Details

Resources