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Regulatory Release

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Creating a Discovery Guide for Use in NASD Arbitrations

Details

Rule Type

Notice

Release Number

34-41302

SEC Issue Date

April 16, 1999 | 3:16 pm ET

Federal Register Publish Date

Dec. 14, 1999 | 12:22 am ET

Document Citation

64 FR 69821

Resources

Rel. No. 34-41302

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: Dec. 23, 2025

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Creating a Discovery Guide for Use in NASD Arbitrations

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Creating a Discovery Guide for Use in NASD Arbitrations

Details

Resources