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Regulatory Release

Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Regulating the Conduct of Broker/Dealers Operating on the Premises of a Financial Institution

Details

Rule Type

Notice

Release Number

34-36980

SEC Issue Date

March 15, 1996 | 1:23 pm ET

Federal Register Publish Date

March 22, 1996 | 6:13 pm ET

Document Citation

61 FR 11913

Resources

34-36980

Federal Register Version

SRO Organization

National Association of Securities Dealers (NASD)

Last Reviewed or Updated: July 31, 2023

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Regulating the Conduct of Broker/Dealers Operating on the Premises of a Financial Institution

Details

Resources

More in this Section

Notice of Filing of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Regulating the Conduct of Broker/Dealers Operating on the Premises of a Financial Institution

Details

Resources