Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 3.291 (Influencing or Rewarding Employees of Others; Gratuities), to Conform to the Rules of FINRA for Purposes of an Agreement Between the Exchange and FINRA pursuant

National Securities Exchanges, Investors Exchange LLC (IEX)

Public Comments

Submit a Comment on SR-IEX-2026-43

Last Reviewed or Updated: Nov. 5, 2026

Resources

Notice Rule: SEC Issued Version (pdf 261.42 KB)

Details

Public Comments Due

21 days after date of publication in the Federal Register.

File Number
SR-IEX-2026-43
Rule Type
Notice
Release Number
34-106827
SEC Issue Date