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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rules to Address Binary Options, Options Whose Payout is Based on Specified Metrics, and Options Cleared by a Registered Clearing Agency Other than The Options...

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2026-022

Last Reviewed or Updated: Oct. 29, 2026

Resources

Notice Rule: SEC Issued Version (pdf 221.34 KB)

Exhibit 5

Details

Public Comments Due

Nov. 19, 2026

File Number

SR-FINRA-2026-022

Rule Type

Notice

Release Number

34-106731

SEC Issue Date

Oct. 26, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rules to Address Binary Options, Options Whose Payout is Based on Specified Metrics, and Options Cleared by a Registered Clearing Agency Other than The Options...

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rules to Address Binary Options, Options Whose Payout is Based on Specified Metrics, and Options Cleared by a Registered Clearing Agency Other than The Options...

Public Comments

Resources

Details