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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make a Non-Substantive Correction to Exchange Rule 1014, Imposition of Fines for Minor Rule Violations

National Securities Exchanges, MIAX PEARL, LLC (PEARL)

Public Comments

Submit a Comment on SR-PEARL-2026-42

Last Reviewed or Updated: Oct. 22, 2026

Resources

Notice Rule: SEC Issued Version (pdf 247.11 KB)

Exhibit 5

Details

Public Comments Due

Nov. 12, 2026

File Number

SR-PEARL-2026-42

Rule Type

Notice

Release Number

34-106694

SEC Issue Date

Oct. 19, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make a Non-Substantive Correction to Exchange Rule 1014, Imposition of Fines for Minor Rule Violations

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make a Non-Substantive Correction to Exchange Rule 1014, Imposition of Fines for Minor Rule Violations

Public Comments

Resources

Details