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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete the Approved Person Registration Category and Adopt a New Definition of Associated Person

Details

Rule Type

Notice

Release Number

34-106566

SEC Issue Date

Oct. 1, 2026 | 5:58 pm ET

Resources

34-106566

SRO Organization

New York Stock Exchange LLC (NYSE)

Last Reviewed or Updated: Oct. 1, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete the Approved Person Registration Category and Adopt a New Definition of Associated Person

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delete the Approved Person Registration Category and Adopt a New Definition of Associated Person

Details

Resources