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Regulatory Release

Order Approving a Proposed Rule Change to Amend FINRA Rule 4515.01 (Allocations of Orders Made by Investment Advisers)

Details

Rule Type

Order

Release Number

34-106259

SEC Issue Date

Sept. 2, 2026 | 11:16 am ET

Resources

34-106259

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: Sept. 2, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Order Approving a Proposed Rule Change to Amend FINRA Rule 4515.01 (Allocations of Orders Made by Investment Advisers)

Details

Resources

More in this Section

Order Approving a Proposed Rule Change to Amend FINRA Rule 4515.01 (Allocations of Orders Made by Investment Advisers)

Details

Resources