Title
Order Approving a Proposed Rule Change to Amend FINRA Rule 4515.01 (Allocations of Orders Made by Investment Advisers)
Notice Rule
Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 4515.01 (Allocations of Orders Made by Investment Advisers)
Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)
Last Reviewed or Updated: Sept. 2, 2026
Details
File Number
SR-FINRA-2026-016
Rule Type
Notice
Release Number
34-105925
SEC Issue Date