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Regulatory Release

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 3100, Interpretation and Policy .06, to Reduce the Waiting Periods for Retaking FINRA Qualification Examinations

Details

Rule Type

Notice

Release Number

34-106049

SEC Issue Date

Aug. 6, 2026 | 2:47 pm ET

Resources

34-106049

SRO Organization

MIAX PEARL, LLC (PEARL)

Last Reviewed or Updated: Aug. 6, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 3100, Interpretation and Policy .06, to Reduce the Waiting Periods for Retaking FINRA Qualification Examinations

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 3100, Interpretation and Policy .06, to Reduce the Waiting Periods for Retaking FINRA Qualification Examinations

Details

Resources