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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 3100, Interpretation and Policy .06, to Reduce the Waiting Periods for Retaking FINRA Qualification Examinations

National Securities Exchanges, MIAX PEARL, LLC (PEARL)

Public Comments

Submit a Comment on SR-PEARL-2026-37

Last Reviewed or Updated: Aug. 11, 2026

Resources

Notice Rule: SEC Issued Version (pdf 254.32 KB)

Exhibit 5

Details

Public Comments Due

Sept. 1, 2026

File Number

SR-PEARL-2026-37

Rule Type

Notice

Release Number

34-106049

SEC Issue Date

Aug. 6, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 3100, Interpretation and Policy .06, to Reduce the Waiting Periods for Retaking FINRA Qualification Examinations

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 3100, Interpretation and Policy .06, to Reduce the Waiting Periods for Retaking FINRA Qualification Examinations

Public Comments

Resources

Details