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Regulatory Release

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 4515.01 (Allocations of Orders Made by Investment Advisers)

Details

Rule Type

Notice

Release Number

34-105925

SEC Issue Date

July 16, 2026 | 1:01 pm ET

Resources

34-105925

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: July 16, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 4515.01 (Allocations of Orders Made by Investment Advisers)

Details

Resources

More in this Section

Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 4515.01 (Allocations of Orders Made by Investment Advisers)

Details

Resources