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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 1210 (Registration Requirements)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2026-014

Last Reviewed or Updated: July 16, 2026

Resources

Notice Rule: SEC Issued Version (pdf 182.93 KB)

Exhibit 5

Details

Public Comments Due

Aug. 6, 2026

File Number

SR-FINRA-2026-014

Rule Type

Notice

Release Number

34-105885

SEC Issue Date

July 13, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 1210 (Registration Requirements)

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend FINRA Rule 1210 (Registration Requirements)

Public Comments

Resources

Details