Notice Rule

Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 4321 (Allocations of Fail to Deliver Positions) and Amend FINRA Rule 4560 (Short-Interest Reporting)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2026-012
View Received Comments

Title
Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 4321 (Allocations of Fail to Deliver Positions) and Amend FINRA Rule 4560 (Short-Interest Reporting)
Release Number
34-105482
SEC Issue Date

Resources

Notice Rule: SEC Issued Version (pdf 234.42 KB)
Exhibit 5

Last Reviewed or Updated: June 30, 2026