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Regulatory Release

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1 to Require OTP Holders and OTP Firms to Review Customer Activity on a Monthly Basis

Details

Rule Type

Notice

Release Number

34-105720

SEC Issue Date

June 17, 2026 | 3:19 pm ET

Resources

34-105720

SRO Organization

NYSE Arca (NYSEARCA)

Last Reviewed or Updated: June 17, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1 to Require OTP Holders and OTP Firms to Review Customer Activity on a Monthly Basis

Details

Resources

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1 to Require OTP Holders and OTP Firms to Review Customer Activity on a Monthly Basis

Details

Resources