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Notice Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1 to Require OTP Holders and OTP Firms to Review Customer Activity on a Monthly Basis

National Securities Exchanges, NYSE Arca (NYSEARCA)

Public Comments

Submit a Comment on SR-NYSEARCA-2026-65

Last Reviewed or Updated: June 23, 2026

Resources

Notice Rule: SEC Issued Version (pdf 190.5 KB)

Exhibit 5

Details

Public Comments Due

July 14, 2026

File Number

SR-NYSEARCA-2026-65

Rule Type

Notice

Release Number

34-105720

SEC Issue Date

June 17, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1 to Require OTP Holders and OTP Firms to Review Customer Activity on a Monthly Basis

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1 to Require OTP Holders and OTP Firms to Review Customer Activity on a Monthly Basis

Public Comments

Resources

Details