Notice Rule

Notice of Filing of a Proposed Rule Change to Amend the FINRA Rule 6700 Series (Trade Reporting and Compliance Engine) (TRACE) to Expand the Scope of the Non-Member Affiliate—Principal Transaction Indicator to Also Include Member Affiliates

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2026-009
View Received Comments

Title
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend the FINRA Rule 6700 Series (Trade Reporting and Compliance Engine) (TRACE) to Expand the Scope of the Non-Member Affiliate—Principal Transaction Indicator to...
Release Number
34-105648
SEC Issue Date

Resources

Notice Rule: SEC Issued Version (pdf 132.67 KB)

Last Reviewed or Updated: June 10, 2026