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Regulatory Release

Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Exempt Specified Collective Trust Funds from FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131(b) (New Issue ...

Details

Rule Type

Notice

Release Number

34-105487

SEC Issue Date

May 14, 2026 | 1:22 pm ET

Resources

34-105487

SRO Organization

Financial Industry Regulatory Authority (FINRA)

Last Reviewed or Updated: May 14, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Exempt Specified Collective Trust Funds from FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131(b) (New Issue ...

Details

Resources

More in this Section

Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Exempt Specified Collective Trust Funds from FINRA Rules 5130 (Restrictions on the Purchase and Sale of Initial Equity Public Offerings) and 5131(b) (New Issue ...

Details

Resources