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Notice Rule

Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 4321 (Allocations of Fail to Deliver Positions) and Amend FINRA Rule 4560 (Short-Interest Reporting)

Registered Securities Associations, Financial Industry Regulatory Authority (FINRA)

Public Comments

Submit a Comment on SR-FINRA-2026-012

Last Reviewed or Updated: May 18, 2026

Resources

Notice Rule: SEC Issued Version (pdf 234.42 KB)

Exhibit 5

Details

Public Comments Due

June 8, 2026

File Number

SR-FINRA-2026-012

Rule Type

Notice

Release Number

34-105482

SEC Issue Date

May 13, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 4321 (Allocations of Fail to Deliver Positions) and Amend FINRA Rule 4560 (Short-Interest Reporting)

Public Comments

Resources

Details

More in this Section

Notice of Filing of a Proposed Rule Change to Adopt FINRA Rule 4321 (Allocations of Fail to Deliver Positions) and Amend FINRA Rule 4560 (Short-Interest Reporting)

Public Comments

Resources

Details