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Notice Rule

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Facilitate the Exchange of a Mutual Fund Share to an Exchange-Traded Fund Share, Shorten the Settlement Time for Certain Networking Payments, and Clarify Certain Fees

Registered Clearing Agencies, National Securities Clearing Corporation

Public Comments

Submit a Comment on SR-NSCC-2026-007

Last Reviewed or Updated: May 14, 2026

Resources

Notice Rule: SEC Issued Version (pdf 238.29 KB)

Exhibit 5

Details

Public Comments Due

June 4, 2026

File Number

SR-NSCC-2026-007

Rule Type

Notice

Release Number

34-105427

SEC Issue Date

May 11, 2026

Rules & Regulations

Enforcement & Litigation

Compliance

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Facilitate the Exchange of a Mutual Fund Share to an Exchange-Traded Fund Share, Shorten the Settlement Time for Certain Networking Payments, and Clarify Certain Fees

Public Comments

Resources

Details

More in this Section

Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Facilitate the Exchange of a Mutual Fund Share to an Exchange-Traded Fund Share, Shorten the Settlement Time for Certain Networking Payments, and Clarify Certain Fees

Public Comments

Resources

Details